Courses
FIN 7890 Policy, Regulation, and Compliance for Financial Technology (3 units)
This course provides a comprehensive overview of policy, regulation and compliance in the Financial Technology (FinTech) sector. Students will learn about global regulatory frameworks, focusing on Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF), and new licensing and regulatory requirements in digital finance. The course explores traditional compliance in financial institutions, adapting to FinTech advancements, alongside FinTech-specific compliance management strategies. Ethical considerations, consumer protection, and the socio-economic impact of FinTech are also discussed. Through case studies and expert guest lecturers, students will gain practical insights into applying regulatory and compliance strategies in FinTech. The course aims to equip students with essential knowledge for navigating and contributing to the regulatory landscape of this dynamic industry.