FIN 7890 Compliance in Finance (3 units)
- Medium of Instruction:
This course provides students with an understanding of compliance in the finance industry. Compliance in the banking industry topics include Anti-Money Laundering and Counter Terrorist Financing. For compliance in the investment industry, the regulatory framework will be introduced. After the completion of the course, students will have basic understanding about compliance in Banking and Investment Industry and will be able to apply compliance procedures.
No result found.