Courses
ACCT7870 Financial Regulations and Compliance (3 units)
- Medium of Instruction:
- English
This course aims to cover key issues and the applicable laws and regulations for financial markets and services. It includes an overview of the regulatory framework in financial services laws, codes and compliance, especially dealing with licensing and business conduct. It also provides the foundations for the study of financial crimes and compliance including anti-money laundering and counter-terrorist financing, fraud, as well as corruption.