LLAW3016 Listing Obligations and Compliance in Hong Kong (3 units)
- LLAW3007 Principles of Law
This course aims to cover key issues and the applicable rules concerning the listing of companies with the Hong Kong stock exchange and the relevant laws enforced by the Securities and Futures Commission. This includes the listing requirements on the Main and the GEM Boards, the listing processes and documentation required for listing, corporate governance requirements, and continuing obligations of listed issuers. Upon listing it is mandatory that these entities comply with the rules and laws. As such, this course will cover the foundations of establishing and maintaining effective compliance management. Further, this module will compare with listing requirements in comparable jurisdiction like the UK.
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